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Regulation

Money laundering prevention
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Money laundering prevention

Altura Markets has developed and implemented efficient anti-money laundering procedures, effective in all steps of the commercial relation and that include:

  • Manuals and internal procedures of compulsory compliance
  • Know-Your-Customer procedures
  • Annual training for Altura Markets staff
  • Annual audits by independent professionals

The activities of Altura Markets are in accordance with the Directive on Financial Instruments (MiFID) that has been incorporated in Spanish law through a change in the Securities Exchange Act (Ley 47/2007 de reforma de La Ley del Mercado de Valores), and by Royal Decree 217/2008 regarding the legal status of the investment firms.

In implementing these rulings, Altura Markets offers the highest quality, information and protection standards to their clients at all stages of the contractual relationship.

To consult the main policies and procedures please click on the following links:

Eligible counterparties

  • General information about MiFID
  • Conflicts of interest (summary)*
  • Client categories

Professional clients:

  • General information about MiFID
  • Conflicts of interest (summary)
  • Order execution (summary)
  • Inherent risk warning
  • Client categories
  
       
         

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